SEC Form 4 · accession 0001127602-19-010333

MB FINANCIAL INC /MD · MBFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Brian J Wildman

Other

Period of report

Mar 5, 2019

Accepted (ET)

Mar 6, 2019 · 7:07 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001139812

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 5, 2019	S	600	$44.27	D	24,940	D
Common Stock	Mar 5, 2019	S	100	$44.12	D	24,840	D
Common Stock	Mar 5, 2019	S	100	$44.20	D	24,740	D
Common Stock	Mar 5, 2019	S	163	$44.11	D	24,577	D
Common Stock	Mar 5, 2019	S	2,322	$44.10	D	22,255	D
Common Stock^F1	holding	—	—		—	1,734	I	By 401(k)
Common Stock^F1	holding	—	—		—	4,510	I	By Deferred Comp Plan
Common Stock	holding	—	—		—	200	I	By IRA

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$31.26	holding	—	—	—	Feb 25, 2016	Feb 25, 2025	Common Stock	766	766	D
Stock Option (Right to Buy)^F3	$30.33	holding	—	—	—	Feb 24, 2017	Feb 24, 2026	Common Stock	4,676	4,676	D
Restricted Stock Units^F4	$0.00	holding	—	—	—	—	—	Common Stock	1,065	1,065	D
Stock Option (Right to Buy)^F5	$45.67	holding	—	—	—	—	—	Common Stock	3,774	3,774	D
Performance Share Units^F6	$0.00	holding	—	—	—	—	—	Common Stock	3,941	3,941	D
Restricted Stock Units^F7	$0.00	holding	—	—	—	—	—	Common Stock	1,596	1,596	D
Stock Option (Right to Buy)^F8	$41.01	holding	—	—	—	—	—	Common Stock	3,735	3,735	D
Performance Share Units^F6	$0.00	holding	—	—	—	—	—	Common Stock	4,389	4,389	D
Restricted Stock Units^F9	$0.00	holding	—	—	—	—	—	Common Stock	2,633	2,633	D

Explanation of responses

F1Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock.
F2Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
F3Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
F4Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest on February 24, 2020.
F5Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
F6Performance based vesting
F7Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-half annual increments beginning February 22, 2020.
F8Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019).
F9Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-third annual increments beginning February 28, 2020.