SEC Form 4 · accession 0001127602-19-002824
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James N Hallene
Director
Period of report
Jan 24, 2019
Accepted (ET)
Jan 28, 2019 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 24, 2019 | M | 2,191 | $30.96 | A | 27,160 | D | |
| Common StockF1 | Jan 24, 2019 | F | 1,491 | $45.48 | D | 25,669 | D | |
| Common Stock | holding | — | — | — | 1,449 | I | By Deferred Comp Plan | |
| Common Stock | holding | — | — | — | 1,456 | I | By SEP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $30.96 | Jan 24, 2019 | M | 2,191 | D | Mar 31, 2014 | Mar 31, 2019 | Common Stock | 2,191 | 0 | D |
| Stock Option (Right to Buy)F2 | $27.05 | holding | — | — | — | Jun 30, 2014 | Jun 30, 2019 | Common Stock | 4,097 | 4,097 | D |
| Stock Option (Right to Buy)F2 | $27.68 | holding | — | — | — | Sep 30, 2014 | Sep 30, 2019 | Common Stock | 2,476 | 2,476 | D |
| Stock Option (Right to Buy)F2 | $32.86 | holding | — | — | — | Dec 31, 2014 | Dec 31, 2019 | Common Stock | 1,891 | 1,891 | D |
| Stock Option (Right to Buy)F2 | $31.31 | holding | — | — | — | Mar 31, 2015 | Mar 31, 2020 | Common Stock | 1,675 | 1,675 | D |
| Stock Option (Right to Buy)F2 | $34.44 | holding | — | — | — | Jun 30, 2015 | Jun 30, 2020 | Common Stock | 2,295 | 2,295 | D |
| Stock Option (Right to Buy)F2 | $32.64 | holding | — | — | — | Sep 30, 2015 | Sep 30, 2020 | Common Stock | 2,282 | 2,282 | D |
| Stock Option (Right to Buy)F2 | $32.37 | holding | — | — | — | Dec 31, 2015 | Dec 31, 2020 | Common Stock | 2,299 | 2,299 | D |
| Stock Option (Right to Buy)F2 | $32.45 | holding | — | — | — | Mar 31, 2016 | Mar 31, 2021 | Common Stock | 1,984 | 1,984 | D |
| Stock Option (Right to Buy)F2 | $36.28 | holding | — | — | — | Jun 30, 2016 | Jun 30, 2021 | Common Stock | 1,664 | 1,664 | D |
| Stock Option (Right to Buy)F2 | $38.04 | holding | — | — | — | Sep 30, 2016 | Sep 30, 2021 | Common Stock | 3,320 | 3,320 | D |
| Stock Option (Right to Buy)F2 | $47.23 | holding | — | — | — | Dec 30, 2016 | Dec 30, 2021 | Common Stock | 1,516 | 1,516 | D |
| Stock Option (Right to Buy)F2 | $42.82 | holding | — | — | — | Mar 31, 2017 | Mar 31, 2022 | Common Stock | 1,660 | 1,660 | D |
| Stock Option (Right to Buy)F2 | $44.04 | holding | — | — | — | Jun 30, 2017 | Jun 30, 2022 | Common Stock | 1,764 | 1,764 | D |
| Stock Option (Right to Buy)F2 | $45.02 | holding | — | — | — | Sep 29, 2017 | Sep 30, 2022 | Common Stock | 1,583 | 1,583 | D |
| Stock Option (Right to Buy)F2 | $44.52 | holding | — | — | — | Dec 29, 2017 | Dec 29, 2022 | Common Stock | 1,644 | 1,644 | D |
| Stock Option (Right to Buy)F2 | $40.48 | holding | — | — | — | Mar 30, 2018 | Mar 30, 2023 | Common Stock | 1,550 | 1,550 | D |
| Stock Option (Right to Buy)F2 | $46.70 | holding | — | — | — | Jun 29, 2018 | Jun 29, 2023 | Common Stock | 1,453 | 1,453 | D |
| Stock Option (Right to Buy)F2 | $46.11 | holding | — | — | — | Sep 28, 2018 | Sep 28, 2023 | Common Stock | 2,555 | 2,555 | D |
| Stock Option (Right to Buy)F2 | $39.63 | holding | — | — | — | Dec 31, 2018 | Dec 31, 2023 | Common Stock | 3,151 | 3,151 | D |
Explanation of responses
- F1Transaction represents withholding of shares based on a net exercise to satisfy exercise costs.
- F2Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.