SEC Form 4 · accession 0001127602-19-000421

MB FINANCIAL INC /MD · MBFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James N Hallene

Director

Period of report

Dec 31, 2018

Accepted (ET)

Jan 2, 2019 · 8:42 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001139812

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—	—	24,969	D
Common Stock^F1	holding	—	—	—	1,449	I	By Deferred Comp Plan
Common Stock	holding	—	—	—	1,456	I	By SEP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$39.63	Dec 31, 2018	A	3,151	A	Dec 31, 2018	Dec 31, 2023	Common Stock	3,151	3,151	D
Stock Option (Right to Buy)^F2	$30.96	holding	—	—	—	Mar 31, 2014	Mar 31, 2019	Common Stock	2,191	2,191	D
Stock Option (Right to Buy)^F2	$27.05	holding	—	—	—	Jun 30, 2014	Jun 30, 2019	Common Stock	4,097	4,097	D
Stock Option (Right to Buy)^F2	$27.68	holding	—	—	—	Sep 30, 2014	Sep 30, 2019	Common Stock	2,476	2,476	D
Stock Option (Right to Buy)^F2	$32.86	holding	—	—	—	Dec 31, 2014	Dec 31, 2019	Common Stock	1,891	1,891	D
Stock Option (Right to Buy)^F2	$31.31	holding	—	—	—	Mar 31, 2015	Mar 31, 2020	Common Stock	1,675	1,675	D
Stock Option (Right to Buy)^F2	$34.44	holding	—	—	—	Jun 30, 2015	Jun 30, 2020	Common Stock	2,295	2,295	D
Stock Option (Right to Buy)^F2	$32.64	holding	—	—	—	Sep 30, 2015	Sep 30, 2020	Common Stock	2,282	2,282	D
Stock Option (Right to Buy)^F2	$32.37	holding	—	—	—	Dec 31, 2015	Dec 31, 2020	Common Stock	2,299	2,299	D
Stock Option (Right to Buy)^F2	$32.45	holding	—	—	—	Mar 31, 2016	Mar 31, 2021	Common Stock	1,984	1,984	D
Stock Option (Right to Buy)^F2	$36.28	holding	—	—	—	Jun 30, 2016	Jun 30, 2021	Common Stock	1,664	1,664	D
Stock Option (Right to Buy)^F2	$38.04	holding	—	—	—	Sep 30, 2016	Sep 30, 2021	Common Stock	3,320	3,320	D
Stock Option (Right to Buy)^F2	$47.23	holding	—	—	—	Dec 30, 2016	Dec 30, 2021	Common Stock	1,516	1,516	D
Stock Option (Right to Buy)^F2	$42.82	holding	—	—	—	Mar 31, 2017	Mar 31, 2022	Common Stock	1,660	1,660	D
Stock Option (Right to Buy)^F2	$44.04	holding	—	—	—	Jun 30, 2017	Jun 30, 2022	Common Stock	1,764	1,764	D
Stock Option (Right to Buy)^F2	$45.02	holding	—	—	—	Sep 29, 2017	Sep 30, 2022	Common Stock	1,583	1,583	D
Stock Option (Right to Buy)^F2	$44.52	holding	—	—	—	Dec 29, 2017	Dec 29, 2022	Common Stock	1,644	1,644	D
Stock Option (Right to Buy)^F2	$40.48	holding	—	—	—	Mar 30, 2018	Mar 30, 2023	Common Stock	1,550	1,550	D
Stock Option (Right to Buy)^F2	$46.70	holding	—	—	—	Jun 29, 2018	Jun 29, 2023	Common Stock	1,453	1,453	D
Stock Option (Right to Buy)^F2	$46.11	holding	—	—	—	Sep 28, 2018	Sep 28, 2023	Common Stock	2,555	2,555	D

Explanation of responses

F1Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock.
F2Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.