SEC Form 4 · accession 0001127602-18-029246
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen J May
Director
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2018 | A | 612 | $46.11 | A | 6,325 | D | |
| Common Stock | holding | — | — | — | 28,507 | I | By Deferred Comp Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $30.96 | holding | — | — | — | Mar 31, 2014 | Mar 31, 2019 | Common Stock | 1,256 | 1,256 | D |
| Stock Option (Right to Buy)F2 | $27.05 | holding | — | — | — | Jun 30, 2014 | Jun 30, 2019 | Common Stock | 2,031 | 2,031 | D |
| Stock Option (Right to Buy)F2 | $27.68 | holding | — | — | — | Sep 30, 2014 | Sep 30, 2019 | Common Stock | 1,528 | 1,528 | D |
| Stock Option (Right to Buy)F2 | $32.86 | holding | — | — | — | Dec 31, 2014 | Dec 31, 2019 | Common Stock | 1,007 | 1,007 | D |
| Stock Option (Right to Buy)F2 | $31.31 | holding | — | — | — | Mar 31, 2015 | Mar 31, 2020 | Common Stock | 910 | 910 | D |
| Stock Option (Right to Buy)F2 | $34.44 | holding | — | — | — | Jun 30, 2015 | Jun 30, 2020 | Common Stock | 1,263 | 1,263 | D |
| Stock Option (Right to Buy)F2 | $32.64 | holding | — | — | — | Sep 30, 2015 | Sep 30, 2020 | Common Stock | 1,234 | 1,234 | D |
| Stock Option (Right to Buy)F2 | $32.37 | holding | — | — | — | Dec 31, 2015 | Dec 31, 2020 | Common Stock | 1,372 | 1,372 | D |
| Stock Option (Right to Buy)F2 | $32.45 | holding | — | — | — | Mar 31, 2016 | Mar 31, 2021 | Common Stock | 1,151 | 1,151 | D |
| Stock Option (Right to Buy)F2 | $36.28 | holding | — | — | — | Jun 30, 2016 | Jun 30, 2021 | Common Stock | 946 | 946 | D |
| Stock Option (Right to Buy)F2 | $38.04 | holding | — | — | — | Sep 30, 2016 | Sep 30, 2021 | Common Stock | 1,810 | 1,810 | D |
| Stock Option (Right to Buy)F2 | $47.23 | holding | — | — | — | Dec 30, 2016 | Dec 30, 2021 | Common Stock | 768 | 768 | D |
Explanation of responses
- F1Transaction represents the grant of restricted stock to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. The shares are scheduled to vest in full on September 28, 2019.
- F2Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.