SEC Form 4 · accession 0001127602-18-013763
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Gries
Director
Period of report
Mar 30, 2018
Accepted (ET)
Apr 3, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 30, 2018 | A | 920 | $40.48 | A | 51,749 | I | By Deferred Comp Plan |
| Common Stock | holding | — | — | — | 7,595 | D | ||
| Common Stock | holding | — | — | — | 4,557 | I | Charles J. Gries Profit Sharing and Cash Deferred Plan | |
| Common Stock | holding | — | — | — | 1,584 | I | Living Trust | |
| Common Stock | holding | — | — | — | 1,050 | I | Pension Plan | |
| Common Stock | holding | — | — | — | 2,200 | I | By Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock UnitsF4,F3 | $0.00 | holding | — | — | — | — | — | Common Stock | 7,327 | 7,327 | D |
Explanation of responses
- F1Represents acquisition of equivalent shares of the Issuer's common stock through the Issuer's Stock Deferred Compensation Plan.
- F2Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock.
- F3Received in the Merger in exchange for director stock units (representing deferred director fees) ('DSUs") for 6,055 shares of FOBB common stock.
- F4Amount reflects additional Director Stock Units credited to the Reporting Person based on the cash dividend paid to all stockholders of the Issuer subsequent to the last Form 4 filed by the Reporting Person.