SEC Form 4 · accession 0001127602-18-011488
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Heckler
Other
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 8:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 9, 2018 | A | 382 | $44.17 | A | 1,832 | I | By Deferred Comp Plan |
| Common Stock | holding | — | — | — | 42,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 4,343 | 4,343 | D |
| Stock Option (Right to Buy)F3 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 4,241 | 4,241 | D |
| Stock Option (Right to Buy)F3 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 4,007 | 4,007 | D |
| Stock Option (Right to Buy)F4 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 3,076 | 3,076 | D |
| Stock Option (Right to Buy)F5 | $30.33 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 4,689 | 4,689 | D |
| Performance Share UnitsF6 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,341 | 5,341 | D |
| Restricted Stock UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,136 | 2,136 | D |
| Stock Option (Right to Buy)F8 | $45.67 | holding | — | — | — | — | — | Common Stock | 3,774 | 3,774 | D |
| Performance Share UnitsF6 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,941 | 3,941 | D |
| Restricted Stock UnitsF9 | $0.00 | holding | — | — | — | — | — | Common Stock | 536 | 536 | D |
| Restricted Stock UnitsF10 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,364 | 2,364 | D |
| Stock Option (Right to Buy)F11 | $41.01 | holding | — | — | — | — | — | Common Stock | 4,296 | 4,296 | D |
| Performance Share UnitsF6 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,048 | 5,048 | D |
| Restricted Stock UnitsF12 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,378 | 1,378 | D |
| Restricted Stock UnitsF13 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,038 | 4,038 | D |
| Stock Option (Right to Buy)F14 | $12.09 | holding | — | — | — | Jul 22, 2013 | Jul 22, 2019 | Common Stock | 3,825 | 3,825 | D |
| Stock Option (Right to Buy)F14 | $17.20 | holding | — | — | — | Jul 28, 2014 | Sep 28, 2020 | Common Stock | 4,100 | 4,100 | D |
Explanation of responses
- F1Represents acquisition of equivalent shares of the Issuer's common stock through the Issuer's Stock Deferred Compensation Plan.
- F10Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).
- F11Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019).
- F12Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 28, 2019 and one-half of the restricted stock units are scheduled to vest on February 28, 2020.
- F13Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 28, 2019).
- F14Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
- F2Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock.
- F3Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- F4Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F5Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F6Performance based vesting
- F7Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
- F8Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
- F9Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019.