SEC Form 4 · accession 0001127602-18-009787
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Hoppe
Director · Other
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 8:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 138,586 | D | ||
| Common Stock | holding | — | — | — | 8,167 | I | By Deferred Comp Plan | |
| Common Stock | holding | — | — | — | 48,927 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 93,677 | I | With Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $41.01 | Feb 28, 2018 | A | 3,735 | A | — | — | Common Stock | 3,735 | 3,735 | D |
| Restricted Stock UnitsF3 | $0.00 | Feb 28, 2018 | A | 3,511 | A | — | — | Common Stock | 3,511 | 3,511 | D |
| Performance Share UnitsF4 | $0.00 | Feb 28, 2018 | A | 4,389 | A | — | — | Common Stock | 4,389 | 4,389 | D |
| Stock Option (Right to Buy)F5 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 11,207 | 11,207 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 14,555 | 14,555 | D |
| Restricted Stock UnitsF6 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,911 | 2,911 | D |
| Stock Option (Right to Buy)F7 | $30.33 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 11,852 | 11,852 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 13,501 | 13,501 | D |
| Restricted Stock UnitsF8 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,400 | 5,400 | D |
| Stock Option (Right to Buy)F9 | $45.67 | holding | — | — | — | — | — | Common Stock | 9,539 | 9,539 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 9,963 | 9,963 | D |
| Restricted Stock UnitsF10 | $0.00 | holding | — | — | — | — | — | Common Stock | 471 | 471 | D |
| Restricted Stock UnitsF11 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,977 | 5,977 | D |
Explanation of responses
- F1Shares held jointly by Mr. Hoppe and his spouse.
- F10Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019.
- F11Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).
- F2Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019).
- F3Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 28, 2019).
- F4Performance based vesting
- F5Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F6The restricted stock units are scheduled to vest ratably over 4 years (25% per year beginning February 25, 2016).
- F7Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F8Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
- F9Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).