SEC Form 4 · accession 0001127602-17-010494

MB FINANCIAL INC /MD · MBFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John Francoeur

Officer — Chief Accounting Officer

Period of report

Mar 3, 2017

Accepted (ET)

Mar 6, 2017 · 8:56 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001139812

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 3, 2017	M	487	$30.33	A	7,216	D
Common Stock	Mar 3, 2017	M	379	$29.80	A	7,595	D
Common Stock	Mar 3, 2017	M	289	$31.26	A	7,884	D
Common Stock^F1	Mar 3, 2017	F	966	$45.83	D	6,918	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$30.33	Mar 3, 2017	M	487	D	Feb 24, 2017	Feb 24, 2026	Common Stock	487	1,458	D
Stock Option (Right to Buy)^F3	$29.80	Mar 3, 2017	M	379	D	Feb 26, 2015	Feb 26, 2024	Common Stock	379	379	D
Stock Option (Right to Buy)^F4	$31.26	Mar 3, 2017	M	289	D	Feb 25, 2016	Feb 25, 2025	Common Stock	289	577	D
Restricted Stock Units^F5	$0.00	holding	—	—	—	—	—	Common Stock	210	210	D
Restricted Stock Units^F6	$0.00	holding	—	—	—	—	—	Common Stock	996	996	D
Stock Option (Right to Buy)^F7	$45.67	holding	—	—	—	—	—	Common Stock	750	750	D
Performance Share Units^F8	$0.00	holding	—	—	—	—	—	Common Stock	784	784	D
Restricted Stock Units^F9	$0.00	holding	—	—	—	—	—	Common Stock	744	744	D
Restricted Stock Units^F10	$0.00	holding	—	—	—	—	—	Common Stock	627	627	D
Stock Option (Right to Buy)^F11	$27.09	holding	—	—	—	Aug 28, 2014	Aug 28, 2023	Common Stock	365	365	D

Explanation of responses

F1Transaction represents withholding of shares based on net exercises to satisfy tax withholding obligations and exercise costs.
F10Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).
F11Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on August 28, 2014).
F2Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
F3Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. the option vests annually over 4 years (25% per year beginning February 26, 2015).
F4Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
F5Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
F6Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
F7Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
F8Performance based vesting
F9Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019.