SEC Form 4 · accession 0001127602-17-009022
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Heckler
Other
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 8:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | M | 1,069 | $45.43 | A | 40,638 | D | |
| Common StockF1 | Feb 24, 2017 | M | 742 | $45.43 | A | 41,380 | D | |
| Common StockF2 | Feb 24, 2017 | F | 893 | $45.43 | D | 40,487 | D | |
| Common StockF3 | Feb 25, 2017 | F | 996 | $45.43 | D | 39,491 | D | |
| Common StockF3 | Feb 26, 2017 | F | 391 | $45.43 | D | 39,100 | D | |
| Common Stock | holding | — | — | — | 1,179 | I | By Deferred Comp Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | $0.00 | Feb 24, 2017 | M | 1,069 | D | — | — | Common Stock | 1,069 | 3,204 | D |
| Restricted Stock UnitsF1,F5 | $0.00 | Feb 24, 2017 | M | 742 | D | — | — | Common Stock | 742 | 742 | D |
| Stock Option (Right to Buy)F6 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 4,343 | 4,343 | D |
| Stock Option (Right to Buy)F6 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 4,241 | 4,241 | D |
| Stock Option (Right to Buy)F6 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 4,007 | 4,007 | D |
| Performance Share UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,269 | 4,269 | D |
| Stock Option (Right to Buy)F8 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 3,076 | 3,076 | D |
| Performance Share UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,995 | 3,995 | D |
| Stock Option (Right to Buy)F9 | $30.33 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 4,689 | 4,689 | D |
| Performance Share UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,341 | 5,341 | D |
| Stock Option (Right to Buy)F10 | $45.67 | holding | — | — | — | — | — | Common Stock | 3,774 | 3,774 | D |
| Performance Share UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,941 | 3,941 | D |
| Restricted Stock UnitsF11 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,073 | 1,073 | D |
| Restricted Stock UnitsF12 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,153 | 3,153 | D |
| Stock Option (Right to Buy)F13 | $24.65 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 13,804 | 13,804 | D |
| Stock Option (Right to Buy)F13 | $12.09 | holding | — | — | — | Jul 22, 2013 | Jul 22, 2019 | Common Stock | 3,825 | 3,825 | D |
| Stock Option (Right to Buy)F13 | $17.20 | holding | — | — | — | Jul 28, 2014 | Sep 28, 2020 | Common Stock | 4,100 | 4,100 | D |
Explanation of responses
- F1Transaction represents the settlement of restricted stock units.
- F10Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
- F11Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019.
- F12Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).
- F13Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
- F2Transaction represents withholding of shares to satisfy tax withholding obligation upon settlement of restricted stock units.
- F3Transaction represents withholding of shares to satisfy tax withholding obligation upon vesting of restricted stock.
- F4Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
- F5Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
- F6Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- F7Performance based vesting
- F8Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F9Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).