SEC Form 4 · accession 0001127602-17-009006
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Francoeur
Officer — Chief Accounting Officer
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 24, 2017 | M | 333 | $45.43 | A | 7,170 | D | |
| Common StockF1 | Feb 24, 2017 | M | 211 | $45.43 | A | 7,381 | D | |
| Common StockF2 | Feb 24, 2017 | F | 278 | $45.43 | D | 7,103 | D | |
| Common StockF3 | Feb 25, 2017 | F | 250 | $45.43 | D | 6,853 | D | |
| Common StockF3 | Feb 26, 2017 | F | 124 | $45.43 | D | 6,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | $0.00 | Feb 24, 2017 | M | 333 | D | — | — | Common Stock | 333 | 996 | D |
| Restricted Stock UnitsF1,F5 | $0.00 | Feb 24, 2017 | M | 211 | D | — | — | Common Stock | 211 | 210 | D |
| Stock Option (Right to Buy)F6 | $30.33 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 1,945 | 1,945 | D |
| Stock Option (Right to Buy)F7 | $45.67 | holding | — | — | — | — | — | Common Stock | 750 | 750 | D |
| Performance Share UnitsF8 | $0.00 | holding | — | — | — | — | — | Common Stock | 784 | 784 | D |
| Restricted Stock UnitsF9 | $0.00 | holding | — | — | — | — | — | Common Stock | 744 | 744 | D |
| Restricted Stock UnitsF10 | $0.00 | holding | — | — | — | — | — | Common Stock | 627 | 627 | D |
| Stock Option (Right to Buy)F11 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 365 | 365 | D |
| Stock Option (Right to Buy)F12 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 758 | 758 | D |
| Stock Option (Right to Buy)F13 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 866 | 866 | D |
Explanation of responses
- F1Transaction represents settlement of restricted stock units.
- F10Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).
- F11Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on August 28, 2014).
- F12Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. the option vests annually over 4 years (25% per year beginning February 26, 2015).
- F13Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F2Transaction represents withholding of shares to satisfy tax withholding obligation upon settlement of restricted stock units.
- F3Transaction represents withholding of shares to satisfy tax withholding obligation upon vesting of restricted stock.
- F4Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
- F5Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
- F6Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F7Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
- F8Performance based vesting
- F9Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019.