SEC Form 4 · accession 0001127602-17-004822
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer W Steans
Director
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | J | 2,099 | $0.00 | A | 195,564 | D | |
| Common StockF3 | Feb 7, 2017 | J | 2,099 | $0.00 | A | 59,851 | I | See Footnote |
| Common StockF5 | Feb 7, 2017 | J | 1,679 | $0.00 | A | 29,841 | I | See Footnote |
| Common StockF6 | Feb 7, 2017 | J | 19,596 | $0.00 | A | 272,942 | I | See Footnote |
| Common StockF7 | Feb 7, 2017 | J | 2,799 | $0.00 | A | 174,925 | I | See Footnote |
| Common StockF8 | Feb 7, 2017 | J | 9,798 | $0.00 | A | 130,715 | I | See Footnote |
| Common StockF9 | holding | — | — | — | 17,233 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents pro rata distribution from Prairie Capital IV, L.P., of which the reporting person is a limited partner.
- F2Represents pro rata distribution from Prairie Capital IV, L.P., of which the recipient is a limited partner.
- F3By James Kastenholz (the spouse of the Reporting Person). The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or any other purpose.
- F4Represents pro rata distribution from Prairie Capital IV QP, L.P., of which the recipient is a limited partner.
- F5By James Kastenholz (the spouse of the Reporting Person) as trustee of the Jennifer Steans 1999 Descendants Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or any other purpose.
- F6By PCB Limited Partnership of which the Reporting Person is one of three general partners. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or any other purpose.
- F7By the Steans 1996 Family Trust, over which the Reporting Person is one of three co-trustees. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or any other purpose.
- F8By Trilogy Investment Group, LLC, of which the Reporting Person is one of three managing members. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or any other purpose.
- F9By the Reporting Person as custodian for Nicholas J. Kastenholz, the minor child of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or any other purpose.