SEC Form 4 · accession 0001127602-17-004797
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C. Bryan Daniels
Director
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 7, 2017 | J | 5,599 | $0.00 | A | 48,691 | D | |
| Common Stock | Feb 7, 2017 | J | 7,323 | $0.00 | A | 56,014 | D | |
| Common StockF4 | Feb 7, 2017 | J | 279,900 | $0.00 | D | 485,754 | I | By Limited Partnership |
| Common StockF6 | Feb 7, 2017 | J | 279,882 | $0.00 | D | 485,772 | I | By Limited Partnership |
| Common StockF6 | Feb 9, 2017 | S | 18 | $44.225 | D | 485,754 | I | By Limited Partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents reporting person's share of pro rata distribution from Prairie Capital IV, L.P. to its general and limited partners.
- F2Represents reporting person's share of pro rata distribution from Prairie Capital IV QP, L.P. to its general and limited partners.
- F3Represents pro rata distribution by Prairie Capital IV, L.P. to its general and limited partners.
- F4The reporting person is a Managing Member of Daniels & King Capital IV, L.L.C. ("Daniels & King Capital IV"), which in turn is the sole general partner of Prairie Capital IV, L.P. As a result, each of the reporting person and Daniels & King Capital IV may be deemed to beneficially own the issuer's securities held by Prairie Capital IV, L.P. In addition, the reporting person is a member of Daniels & King Holdings, L.L.C. ("Daniels & King Holdings"), which is a limited partner of Prairie Capital IV, L.P.
- F5Represents pro rata distribution by Prairie Capital IV QP, L.P. to its general and limited partners.
- F6As noted above, the reporting person is a Managing Member of Daniels & King Capital IV, which in turn is the sole general partner of Prairie Capital IV QP, L.P. As a result, each of the reporting person and Daniels & King Capital IV may be deemed to beneficially own the issuer's securities held by Prairie Capital IV QP, L.P. In addition, as noted above, the reporting person is a member of Daniels & King Holdings, which is a limited partner of Prairie Capital IV QP, L.P.