SEC Form 4 · accession 0001127602-17-001211
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jill E York
Officer — Vice President
Period of report
Jan 3, 2017
Accepted (ET)
Jan 5, 2017 · 9:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 14,309 | $32.89 | A | 86,909 | D | |
| Common Stock | Jan 3, 2017 | M | 11,695 | $40.00 | A | 98,604 | D | |
| Common StockF1 | Jan 3, 2017 | F | 2,566 | $47.39 | D | 96,038 | D | |
| Common StockF2 | Jan 3, 2017 | F | 19,147 | $47.39 | D | 76,891 | D | |
| Common Stock | holding | — | — | — | 572 | I | By Deferred Comp Plan | |
| Common Stock | holding | — | — | — | 20 | I | By Ira |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $32.89 | Jan 3, 2017 | M | 14,309 | D | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 14,309 | 0 | D |
| Stock Option (Right to Buy)F3 | $40.00 | Jan 3, 2017 | M | 11,695 | D | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 11,695 | 0 | D |
| Stock Option (Right to Buy)F3 | $29.00 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 26,344 | 26,344 | D |
| Stock Option (Right to Buy)F3 | $24.65 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 4,056 | 4,056 | D |
| Stock Option (Right to Buy)F4 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 7,229 | 7,229 | D |
| Stock Option (Right to Buy)F4 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 6,624 | 6,624 | D |
| Stock Option (Right to Buy)F4 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 6,259 | 6,259 | D |
| Performance Share UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 6,668 | 6,668 | D |
| Stock Option (Right to Buy)F6 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 4,512 | 4,512 | D |
| Performance Share UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,861 | 5,861 | D |
| Stock Option (Right to Buy)F7 | $30.33 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 6,062 | 6,062 | D |
| Performance Share UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 6,905 | 6,905 | D |
| Restricted Stock UnitsF8 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,121 | 1,121 | D |
| Restricted Stock UnitsF9 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,524 | 5,524 | D |
Explanation of responses
- F1Transaction represents delivery of already-owned stock in payment of option exercise cost.
- F2Transaction represents withholding of shares based on a net exercise to satisfy tax withholding obligation and exercise cost.
- F3Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
- F4Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- F5Performance based vesting
- F6Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F7Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F8Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
- F9Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).