SEC Form 4 · accession 0001127602-17-000850
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles J Gries
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 4, 2017 · 9:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 30, 2016 | A | 767 | $47.23 | A | 47,406 | I | By Deferred Comp Plan |
| Common Stock | holding | — | — | — | 7,595 | D | ||
| Common Stock | holding | — | — | — | 4,557 | I | Charles J. Gries Profit Sharing and Cash Deferred Plan | |
| Common Stock | holding | — | — | — | 1,584 | I | Living Trust | |
| Common Stock | holding | — | — | — | 1,050 | I | Pension Plan | |
| Common Stock | holding | — | — | — | 2,200 | I | By Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock UnitsF2,F1 | $0.00 | holding | — | — | — | — | — | Common Stock | 7,227 | 7,227 | D |
Explanation of responses
- F1Received in the Merger in exchange for director stock units (representing deferred director fees) ('DSUs") for 6,055 shares of FOBB common stock.
- F2Amount reflects additional Director Stock Units credited to the Reporting Person based on the cash dividend paid to all stockholders of the Issuer subsequent to the last Form 4 filed by the Reporting Person.