SEC Form 4 · accession 0001127602-16-067971
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Holmstrom
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 21, 2016 · 8:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2016 | M | 4,108 | $32.06 | A | 138,288 | D | |
| Common Stock | Nov 17, 2016 | M | 3,086 | $30.96 | A | 141,374 | D | |
| Common Stock | Nov 17, 2016 | M | 3,481 | $32.86 | A | 144,855 | D | |
| Common Stock | Nov 17, 2016 | M | 2,600 | $31.31 | A | 147,455 | D | |
| Common Stock | Nov 17, 2016 | M | 3,763 | $34.44 | A | 151,218 | D | |
| Common Stock | Nov 17, 2016 | M | 3,740 | $32.64 | A | 154,958 | D | |
| Common Stock | Nov 17, 2016 | M | 3,982 | $32.37 | A | 158,940 | D | |
| Common Stock | Nov 17, 2016 | M | 3,141 | $32.45 | A | 162,081 | D | |
| Common Stock | Nov 17, 2016 | M | 2,672 | $36.28 | A | 164,753 | D | |
| Common Stock | Nov 17, 2016 | M | 5,474 | $38.04 | A | 170,227 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $32.06 | Nov 17, 2016 | M | 4,108 | D | Dec 31, 2013 | Dec 31, 2018 | Common Stock | 4,108 | 0 | D |
| Stock Option (Right to Buy)F1 | $30.96 | Nov 17, 2016 | M | 3,086 | D | Mar 31, 2014 | Mar 31, 2019 | Common Stock | 3,086 | 0 | D |
| Stock Option (Right to Buy)F1 | $32.86 | Nov 17, 2016 | M | 3,481 | D | Dec 31, 2014 | Dec 31, 2019 | Common Stock | 3,481 | 0 | D |
| Stock Option (Right to Buy)F1 | $31.31 | Nov 17, 2016 | M | 2,600 | D | Mar 31, 2015 | Mar 31, 2020 | Common Stock | 2,600 | 0 | D |
| Stock Option (Right to Buy)F1 | $34.44 | Nov 17, 2016 | M | 3,763 | D | Jun 30, 2015 | Jun 30, 2020 | Common Stock | 3,763 | 0 | D |
| Stock Option (Right to Buy)F1 | $32.64 | Nov 17, 2016 | M | 3,740 | D | Sep 30, 2015 | Sep 30, 2020 | Common Stock | 3,740 | 0 | D |
| Stock Option (Right to Buy)F1 | $32.37 | Nov 17, 2016 | M | 3,982 | D | Dec 31, 2015 | Dec 31, 2020 | Common Stock | 3,982 | 0 | D |
| Stock Option (Right to Buy)F1 | $32.45 | Nov 17, 2016 | M | 3,141 | D | Mar 31, 2016 | Mar 31, 2021 | Common Stock | 3,141 | 0 | D |
| Stock Option (Right to Buy)F1 | $36.28 | Nov 17, 2016 | M | 2,672 | D | Jun 30, 2016 | Jun 30, 2021 | Common Stock | 2,672 | 0 | D |
| Stock Option (Right to Buy)F1 | $38.04 | Nov 17, 2016 | M | 5,474 | D | Sep 30, 2016 | Sep 30, 2021 | Common Stock | 5,474 | 0 | D |
Explanation of responses
- F1Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.