SEC Form 4 · accession 0001127602-16-057980

MB FINANCIAL INC /MD · MBFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

James N Hallene

Director

Period of report

Jul 12, 2016

Accepted (ET)

Jul 13, 2016 · 9:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001139812

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 12, 2016	M	1,521	$14.72	A	20,798	D
Common Stock^F1	Jul 12, 2016	F	594	$37.65	D	20,204	D
Common Stock	holding	—	—		—	1,449	I	By Deferred Comp Plan
Common Stock	holding	—	—		—	1,456	I	By SEP

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$14.72	Jul 12, 2016	M	1,521	D	Sep 30, 2011	Sep 30, 2016	Common Stock	1,521	0	D
Stock Option (Right to Buy)^F2	$17.10	holding	—	—	—	Dec 30, 2011	Dec 30, 2016	Common Stock	1,622	1,622	D
Stock Option (Right to Buy)^F2	$20.99	holding	—	—	—	Mar 30, 2012	Mar 30, 2017	Common Stock	1,435	1,435	D
Stock Option (Right to Buy)^F2	$21.54	holding	—	—	—	Jun 29, 2012	Jun 29, 2017	Common Stock	2,106	2,106	D
Stock Option (Right to Buy)^F2	$19.75	holding	—	—	—	Sep 28, 2012	Sep 28, 2017	Common Stock	3,021	3,021	D
Stock Option (Right to Buy)^F2	$19.75	holding	—	—	—	Dec 31, 2012	Dec 31, 2017	Common Stock	2,696	2,696	D
Stock Option (Right to Buy)^F2	$28.21	holding	—	—	—	Sep 30, 2013	Sep 30, 2018	Common Stock	3,557	3,557	D
Stock Option (Right to Buy)^F2	$32.06	holding	—	—	—	Dec 31, 2013	Dec 31, 2018	Common Stock	2,883	2,883	D
Stock Option (Right to Buy)^F2	$24.17	holding	—	—	—	Mar 29, 2013	Mar 29, 2018	Common Stock	2,521	2,521	D
Stock Option (Right to Buy)^F2	$26.80	holding	—	—	—	Jun 28, 2013	Jun 28, 2018	Common Stock	2,356	2,356	D
Stock Option (Right to Buy)^F2	$30.96	holding	—	—	—	Mar 31, 2014	Mar 31, 2019	Common Stock	2,191	2,191	D
Stock Option (Right to Buy)^F2	$27.05	holding	—	—	—	Jun 30, 2014	Jun 30, 2019	Common Stock	4,097	4,097	D
Stock Option (Right to Buy)^F2	$27.68	holding	—	—	—	Sep 30, 2014	Sep 30, 2019	Common Stock	2,476	2,476	D
Stock Option (Right to Buy)^F2	$32.86	holding	—	—	—	Dec 31, 2014	Dec 31, 2019	Common Stock	1,891	1,891	D
Stock Option (Right to Buy)^F2	$31.31	holding	—	—	—	Mar 31, 2015	Mar 31, 2020	Common Stock	1,675	1,675	D
Stock Option (Right to Buy)^F2	$34.44	holding	—	—	—	Jun 30, 2015	Jun 30, 2020	Common Stock	2,295	2,295	D
Stock Option (Right to Buy)^F2	$32.64	holding	—	—	—	Sep 30, 2015	Sep 30, 2020	Common Stock	2,282	2,282	D
Stock Option (Right to Buy)^F2	$32.37	holding	—	—	—	Dec 31, 2015	Dec 31, 2020	Common Stock	2,299	2,299	D
Stock Option (Right to Buy)^F2	$32.45	holding	—	—	—	Mar 31, 2016	Mar 31, 2021	Common Stock	1,984	1,984	D
Stock Option (Right to Buy)^F2	$36.28	holding	—	—	—	Jun 30, 2016	Jun 30, 2021	Common Stock	1,664	1,664	D

Explanation of responses

F1Transaction represents withholding of shares based on a net exercise to satisfy tax withholding obligation and exercise cost.
F2Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.