SEC Form 4 · accession 0001127602-16-054951
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Bolger
Director
Period of report
Jun 6, 2016
Accepted (ET)
Jun 7, 2016 · 9:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2016 | M | 1,983 | $19.24 | A | 28,322 | D | |
| Common Stock | Jun 6, 2016 | M | 2,663 | $14.72 | A | 30,985 | D | |
| Common Stock | Jun 6, 2016 | M | 2,488 | $17.10 | A | 33,473 | D | |
| Common StockF1 | Jun 6, 2016 | F | 3,309 | $36.26 | D | 30,164 | D | |
| Common Stock | holding | — | — | — | 1,778 | I | By Deferred Comp Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $19.24 | Jun 6, 2016 | M | 1,983 | D | Jun 30, 2011 | Jun 30, 2016 | Common Stock | 1,983 | 0 | D |
| Stock Option (Right to Buy)F2 | $14.72 | Jun 6, 2016 | M | 2,663 | D | Sep 30, 2011 | Sep 30, 2016 | Common Stock | 2,663 | 0 | D |
| Stock Option (Right to Buy)F2 | $17.10 | Jun 6, 2016 | M | 2,488 | D | Dec 30, 2011 | Dec 30, 2016 | Common Stock | 2,488 | 0 | D |
| Stock Option (Right to Buy)F2 | $20.99 | holding | — | — | — | Mar 30, 2012 | Mar 30, 2017 | Common Stock | 2,324 | 2,324 | D |
| Stock Option (Right to Buy)F2 | $21.54 | holding | — | — | — | Jun 29, 2012 | Jun 29, 2017 | Common Stock | 3,525 | 3,525 | D |
| Stock Option (Right to Buy)F2 | $19.75 | holding | — | — | — | Sep 28, 2012 | Sep 28, 2017 | Common Stock | 4,902 | 4,902 | D |
| Stock Option (Right to Buy)F2 | $19.75 | holding | — | — | — | Dec 31, 2012 | Dec 31, 2017 | Common Stock | 4,914 | 4,914 | D |
| Stock Option (Right to Buy)F2 | $28.21 | holding | — | — | — | Sep 30, 2013 | Sep 30, 2018 | Common Stock | 5,969 | 5,969 | D |
| Stock Option (Right to Buy)F2 | $32.06 | holding | — | — | — | Dec 31, 2013 | Dec 31, 2018 | Common Stock | 5,451 | 5,451 | D |
| Stock Option (Right to Buy)F2 | $24.17 | holding | — | — | — | Mar 29, 2013 | Mar 29, 2018 | Common Stock | 3,387 | 3,387 | D |
| Stock Option (Right to Buy)F2 | $26.80 | holding | — | — | — | Jun 28, 2013 | Jun 28, 2018 | Common Stock | 3,631 | 3,631 | D |
| Stock Option (Right to Buy)F2 | $30.96 | holding | — | — | — | Mar 31, 2014 | Mar 31, 2019 | Common Stock | 4,135 | 4,135 | D |
| Stock Option (Right to Buy)F2 | $27.05 | holding | — | — | — | Jun 30, 2014 | Jun 30, 2019 | Common Stock | 7,424 | 7,424 | D |
| Stock Option (Right to Buy)F2 | $27.68 | holding | — | — | — | Sep 30, 2014 | Sep 30, 2019 | Common Stock | 5,119 | 5,119 | D |
| Stock Option (Right to Buy)F2 | $32.86 | holding | — | — | — | Dec 31, 2014 | Dec 31, 2019 | Common Stock | 4,382 | 4,382 | D |
| Stock Option (Right to Buy)F2 | $31.31 | holding | — | — | — | Mar 31, 2015 | Mar 31, 2020 | Common Stock | 3,250 | 3,250 | D |
| Stock Option (Right to Buy)F2 | $34.44 | holding | — | — | — | Jun 30, 2015 | Jun 30, 2020 | Common Stock | 4,591 | 4,591 | D |
| Stock Option (Right to Buy)F2 | $32.64 | holding | — | — | — | Sep 30, 2015 | Sep 30, 2020 | Common Stock | 4,692 | 4,692 | D |
| Stock Option (Right to Buy)F2 | $32.37 | holding | — | — | — | Dec 31, 2015 | Dec 31, 2020 | Common Stock | 4,599 | 4,599 | D |
| Stock Option (Right to Buy)F2 | $32.45 | holding | — | — | — | Mar 31, 2016 | Mar 31, 2021 | Common Stock | 3,968 | 3,968 | D |
Explanation of responses
- F1Transaction represents withholding of shares based on net exercises to satisfy tax withholding obligations and exercise costs.
- F2Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.