SEC Form 4 · accession 0001127602-16-053635
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Francoeur
Officer — Chief Accounting Officer
Period of report
May 25, 2016
Accepted (ET)
May 26, 2016 · 9:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 25, 2016 | M | 1,505 | $35.77 | A | 6,783 | D | |
| Common StockF1 | May 25, 2016 | F | 1,496 | $36.09 | D | 5,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $35.77 | May 25, 2016 | M | 1,505 | D | Jul 26, 2010 | Jul 26, 2016 | Common Stock | 1,505 | 0 | D |
| Stock Option (Right to Buy)F3 | $30.33 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 1,945 | 1,945 | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 421 | 421 | D |
| Restricted Stock UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,329 | 1,329 | D |
| Stock Option (Right to Buy)F6 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 1,774 | 1,774 | D |
| Stock Option (Right to Buy)F2 | $17.20 | holding | — | — | — | Jul 28, 2014 | Jul 28, 2020 | Common Stock | 2,033 | 2,033 | D |
| Stock Option (Right to Buy)F7 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 1,460 | 1,460 | D |
| Stock Option (Right to Buy)F8 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 1,517 | 1,517 | D |
| Stock Option (Right to Buy)F2 | $20.52 | holding | — | — | — | Jul 27, 2015 | Jul 27, 2021 | Common Stock | 1,958 | 1,958 | D |
| Stock Option (Right to Buy)F9 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 1,155 | 1,155 | D |
Explanation of responses
- F1Transaction represents withholding of shares based on a net exercise to satisfy tax withholding obligation and exercise cost.
- F2Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
- F3Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F4Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
- F5Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
- F6Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on August 29, 2013).
- F7Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on August 28, 2014).
- F8Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. the option vests annually over 4 years (25% per year beginning February 26, 2015).
- F9Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).