SEC Form 4 · accession 0001127602-16-049903
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Sharkey
Other
Period of report
Apr 25, 2016
Accepted (ET)
Apr 26, 2016 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 25, 2016 | S | 3,500 | $34.83 | D | 32,570 | I | By Revocable Trust |
| Common StockF2 | Apr 25, 2016 | S | 3,500 | $34.83 | D | 32,571 | I | By Revocable Trust |
| Common Stock | holding | — | — | — | 59,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 3,522 | 3,522 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,575 | 4,575 | D |
| Restricted Stock UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,745 | 2,745 | D |
| Stock Option (Right to Buy)F6 | $30.33 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 4,139 | 4,139 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,715 | 4,715 | D |
| Restricted Stock UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 297 | 297 | D |
| Restricted Stock UnitsF8 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,772 | 3,772 | D |
Explanation of responses
- F1Represents shares held by the Michael D. Sharkey Revocable Trust under agreement dated February 8, 2004.
- F2Represents shares held by the Susan D. Sharkey Revocable Trust under agreement dated February 8, 2004.
- F3Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F4Performance based vesting
- F5Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 25, 2016).
- F6Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F7Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
- F8Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).