SEC Form 4 · accession 0001127602-16-049796
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Holmstrom
Director
Period of report
Apr 22, 2016
Accepted (ET)
Apr 22, 2016 · 8:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 22, 2016 | M | 5,887 | $28.21 | A | 119,952 | D | |
| Common Stock | Apr 22, 2016 | M | 3,090 | $26.80 | A | 123,042 | D | |
| Common Stock | Apr 22, 2016 | M | 6,942 | $27.05 | A | 129,984 | D | |
| Common Stock | Apr 22, 2016 | M | 4,196 | $27.68 | A | 134,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $28.21 | Apr 22, 2016 | M | 5,887 | D | Sep 30, 2013 | Sep 30, 2018 | Common Stock | 5,887 | 0 | D |
| Stock Option (Right to Buy)F1 | $26.80 | Apr 22, 2016 | M | 3,090 | D | Jun 28, 2013 | Jun 28, 2018 | Common Stock | 3,090 | 0 | D |
| Stock Option (Right to Buy)F1 | $27.05 | Apr 22, 2016 | M | 6,942 | D | Jun 30, 2014 | Jun 30, 2019 | Common Stock | 6,942 | 0 | D |
| Stock Option (Right to Buy)F1 | $27.68 | Apr 22, 2016 | M | 4,196 | D | Sep 30, 2014 | Sep 30, 2019 | Common Stock | 4,196 | 0 | D |
| Stock Option (Right to Buy)F1 | $32.06 | holding | — | — | — | Dec 31, 2013 | Dec 31, 2018 | Common Stock | 4,108 | 4,108 | D |
| Stock Option (Right to Buy)F1 | $30.96 | holding | — | — | — | Mar 31, 2014 | Mar 31, 2019 | Common Stock | 3,086 | 3,086 | D |
| Stock Option (Right to Buy)F1 | $32.86 | holding | — | — | — | Dec 31, 2014 | Dec 31, 2019 | Common Stock | 3,481 | 3,481 | D |
| Stock Option (Right to Buy)F1 | $31.31 | holding | — | — | — | Mar 31, 2015 | Mar 31, 2020 | Common Stock | 2,600 | 2,600 | D |
| Stock Option (Right to Buy)F1 | $34.44 | holding | — | — | — | Jun 30, 2015 | Jun 30, 2020 | Common Stock | 3,763 | 3,763 | D |
| Stock Option (Right to Buy)F1 | $32.64 | holding | — | — | — | Sep 30, 2015 | Sep 30, 2020 | Common Stock | 3,740 | 3,740 | D |
| Stock Option (Right to Buy)F1 | $32.37 | holding | — | — | — | Dec 31, 2015 | Dec 31, 2020 | Common Stock | 3,982 | 3,982 | D |
| Stock Option (Right to Buy)F1 | $32.45 | holding | — | — | — | Mar 31, 2016 | Mar 31, 2021 | Common Stock | 3,141 | 3,141 | D |
Explanation of responses
- F1Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.