SEC Form 4 · accession 0001127602-16-046421
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A. Heckler
Other
Period of report
Mar 8, 2013
Accepted (ET)
Mar 15, 2016 · 9:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F3 | Mar 8, 2013 | A | 906 | — | A | 906 | I | By Deferred Comp Plan |
| Common StockF2,F3 | Mar 11, 2016 | A | 273 | $32.96 | A | 1,179 | I | By Deferred Comp Plan |
| Common Stock | holding | — | — | — | 34,196 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 4,343 | 4,343 | D |
| Stock Option (Right to Buy)F4 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 4,241 | 4,241 | D |
| Performance Share UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,931 | 4,931 | D |
| Stock Option (Right to Buy)F4 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 4,007 | 4,007 | D |
| Performance Share UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,269 | 4,269 | D |
| Stock Option (Right to Buy)F6 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 3,076 | 3,076 | D |
| Performance Share UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,995 | 3,995 | D |
| Stock Option (Right to Buy)F7 | $30.33 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 4,689 | 4,689 | D |
| Performance Share UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,341 | 5,341 | D |
| Restricted Stock UnitsF8 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,484 | 1,484 | D |
| Restricted Stock UnitsF9 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,273 | 4,273 | D |
| Stock Option (Right to Buy)F10 | $35.77 | holding | — | — | — | Jul 26, 2010 | Jul 26, 2016 | Common Stock | 5,301 | 5,301 | D |
| Stock Option (Right to Buy)F10 | $32.89 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 7,571 | 7,571 | D |
| Stock Option (Right to Buy)F10 | $24.65 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 13,804 | 13,804 | D |
| Stock Option (Right to Buy)F10 | $12.09 | holding | — | — | — | Jul 22, 2013 | Jul 22, 2019 | Common Stock | 3,825 | 3,825 | D |
| Stock Option (Right to Buy)F10 | $17.20 | holding | — | — | — | Jul 28, 2014 | Sep 28, 2020 | Common Stock | 4,100 | 4,100 | D |
Explanation of responses
- F1Represents aggregate prior acquisitions of equivalent shares of the Issuer's common stock through the Issuer's Stock Deferred Compensation Plan, the first of which occurred on March 8, 2013.
- F10Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
- F2Represents acquisition of equivalent shares of the Issuer's common stock through the Issuer's Stock Deferred Compensation Plan.
- F3Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock.
- F4Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- F5Performance based vesting
- F6Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F7Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F8Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
- F9Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).