SEC Form 4 · accession 0001127602-16-046417
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Hoppe
Other
Period of report
Sep 12, 2014
Accepted (ET)
Mar 15, 2016 · 9:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 12, 2014 | A | 3,752 | — | A | 3,752 | I | By Deferred Comp Plan |
| Common StockF3,F2 | Mar 11, 2016 | A | 81 | $32.96 | A | 3,833 | I | By Deferred Comp Plan |
| Common Stock | holding | — | — | — | 141,217 | D | ||
| Common Stock | holding | — | — | — | 48,927 | I | By IRA | |
| Common StockF4 | holding | — | — | — | 95,977 | I | With Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 11,207 | 11,207 | D |
| Performance Share UnitsF6 | $0.00 | holding | — | — | — | — | — | Common Stock | 14,555 | 14,555 | D |
| Restricted Stock UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 8,733 | 8,733 | D |
| Stock Option (Right to Buy)F8 | $30.33 | holding | — | — | — | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 11,852 | 11,852 | D |
| Performance Share UnitsF6 | $0.00 | holding | — | — | — | — | — | Common Stock | 13,501 | 13,501 | D |
| Restricted Stock UnitsF9 | $0.00 | holding | — | — | — | — | — | Common Stock | 10,801 | 10,801 | D |
Explanation of responses
- F1Represents aggregate prior acquisitions of equivalent shares of the Issuer's common stock through the Issuer's Stock Deferred Compensation Plan, the first of which occurred on September 12, 2014.
- F2Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock.
- F3Represents acquisition of equivalent shares of the Issuer's common stock through the Issuer's Stock Deferred Compensation Plan.
- F4Shares held jointly by Mr. Hoppe and his spouse.
- F5Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F6Performance based vesting
- F7The restricted stock units are scheduled to vest ratably over 4 years (25% per year beginning February 25, 2016).
- F8Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F9Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).