SEC Form 4 · accession 0001127602-16-043724
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Hoppe
Other
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 9:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 111,588 | D | ||
| Common Stock | holding | — | — | — | 48,927 | I | By IRA | |
| Common StockF1 | holding | — | — | — | 95,977 | I | With Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF2 | $0.00 | Feb 24, 2016 | A | 13,501 | A | — | — | Common Stock | 13,501 | 13,501 | D |
| Stock Option (Right to Buy)F3 | $30.33 | Feb 24, 2016 | A | 11,852 | A | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 11,852 | 11,852 | D |
| Restricted Stock UnitsF4 | $0.00 | Feb 24, 2016 | A | 10,801 | A | — | — | Common Stock | 10,801 | 10,801 | D |
| Stock Option (Right to Buy)F5 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 11,207 | 11,207 | D |
| Performance Share UnitsF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 14,555 | 14,555 | D |
| Restricted Stock UnitsF6 | $0.00 | holding | — | — | — | — | — | Common Stock | 11,644 | 11,644 | D |
Explanation of responses
- F1Shares held jointly by Mr. Hoppe and his spouse.
- F2Performance based vesting
- F3Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F4Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
- F5Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F6The restricted stock units are scheduled to vest ratably over 4 years (25% per year beginning February 25, 2016).