SEC Form 4 · accession 0001127602-16-043716
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jill E York
Officer — Vice President and CFO
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 9:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | F | 1,217 | $30.83 | D | 80,637 | D | |
| Common Stock | holding | — | — | — | 572 | I | By Deferred Comp Plan | |
| Common Stock | holding | — | — | — | 20 | I | By Ira |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF2 | $0.00 | Feb 24, 2016 | A | 6,905 | A | — | — | Common Stock | 6,905 | 6,905 | D |
| Stock Option (Right to Buy)F3 | $30.33 | Feb 24, 2016 | A | 6,062 | A | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 6,062 | 6,062 | D |
| Restricted Stock UnitsF4 | $0.00 | Feb 24, 2016 | A | 5,524 | A | — | — | Common Stock | 5,524 | 5,524 | D |
| Restricted Stock UnitsF5 | $0.00 | Feb 24, 2016 | A | 1,121 | A | — | — | Common Stock | 1,121 | 1,121 | D |
| Stock Option (Right to Buy)F6 | $40.00 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 11,695 | 11,695 | D |
| Stock Option (Right to Buy)F6 | $32.89 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 14,309 | 14,309 | D |
| Stock Option (Right to Buy)F6 | $29.00 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 26,344 | 26,344 | D |
| Stock Option (Right to Buy)F6 | $24.65 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 32,268 | 32,268 | D |
| Stock Option (Right to Buy)F7 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 7,229 | 7,229 | D |
| Stock Option (Right to Buy)F7 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 6,624 | 6,624 | D |
| Performance Share UnitsF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 7,702 | 7,702 | D |
| Stock Option (Right to Buy)F7 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 6,259 | 6,259 | D |
| Performance Share UnitsF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 6,668 | 6,668 | D |
| Stock Option (Right to Buy)F8 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 4,512 | 4,512 | D |
| Performance Share UnitsF2 | $0.00 | holding | — | — | — | — | — | Common Stock | 5,861 | 5,861 | D |
| Stock Option (Right to Buy)F6 | $35.77 | holding | — | — | — | Jul 26, 2010 | Jul 26, 2016 | Common Stock | 12,037 | 12,037 | D |
| Stock Option (Right to Buy)F6 | $40.00 | holding | — | — | — | Jul 26, 2010 | Jul 26, 2016 | Common Stock | 8,780 | 8,780 | D |
Explanation of responses
- F1Transaction represents withholding of shares to satisfy tax withholding obligation upon vesting of restricted stock.
- F2Performance based vesting
- F3Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F4Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
- F5Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
- F6Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
- F7Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- F8Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).