SEC Form 4 · accession 0001127602-16-043710
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Ryan
Other
Period of report
Feb 24, 2016
Accepted (ET)
Feb 26, 2016 · 9:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 6,431 | D | ||
| Common Stock | holding | — | — | — | 115,667 | I | Lawrence G. Ryan, not individually but as TTEE of the Lawrence G. Ryan DEC of TR dtd 7/21/2014 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF1 | $0.00 | Feb 24, 2016 | A | 3,858 | A | — | — | Common Stock | 3,858 | 3,858 | D |
| Stock Option (Right to Buy)F2 | $30.33 | Feb 24, 2016 | A | 3,386 | A | Feb 24, 2017 | Feb 24, 2026 | Common Stock | 3,386 | 3,386 | D |
| Restricted Stock UnitsF3 | $0.00 | Feb 24, 2016 | A | 3,086 | A | — | — | Common Stock | 3,086 | 3,086 | D |
| Stock Option (Right to Buy)F4 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 3,202 | 3,202 | D |
| Performance Share UnitsF1 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,159 | 4,159 | D |
Explanation of responses
- F1Performance based vesting
- F2Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
- F3Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
- F4Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).