SEC Form 4/A · accession 0001127602-16-043683
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark A Hoppe
Other
Period of report
Feb 25, 2015
Accepted (ET)
Feb 26, 2016 · 7:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | A | 9,557 | $0.00 | A | 9,557 | D | |
| Common Stock | holding | — | — | — | 102,031 | D | ||
| Common Stock | holding | — | — | — | 48,927 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 95,977 | I | With Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | $0.00 | Feb 25, 2015 | A | 11,644 | A | — | — | Common Stock | 11,644 | 11,644 | D |
| Performance Share UnitsF5 | $0.00 | Feb 25, 2015 | A | 14,555 | A | — | — | Common Stock | 14,555 | 14,555 | D |
| Stock Option (Right to Buy)F6 | $31.26 | Feb 25, 2015 | A | 11,207 | A | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 11,207 | 11,207 | D |
Explanation of responses
- F1Transaction represents the grant of restricted stock to the reporting person under the Amended and Restated Omnibus Incentive Plan. One-half of the shares are scheduled to vest on February 25, 2016 and one-half of the shares are scheduled to vest on February 25, 2017.
- F2Shares held jointly by Mr. Hoppe and his spouse.
- F3Transaction represents the grant of 11,644 restricted stock units to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. The original Form 4 incorrectly reported this transaction as the award of 29,111 shares of restricted stock.
- F4The restricted stock units are scheduled to vest ratably over 4 years (25% per year beginning February 25, 2016).
- F5Performance based vesting
- F6Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).