SEC Form 4/A · accession 0001127602-15-033209

MB FINANCIAL INC /MD · MBFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Vice President and CFO

Period of report

Dec 2, 2015

Accepted (ET)

Dec 3, 2015 · 9:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001139812

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 2, 2015	S	400	$35.90	D	91,454	D
Common Stock	Dec 2, 2015	S	100	$35.89	D	91,354	D
Common Stock	Dec 2, 2015	S	110	$35.88	D	91,244	D
Common Stock	Dec 2, 2015	S	200	$35.85	D	91,044	D
Common Stock	Dec 2, 2015	S	100	$35.84	D	90,944	D
Common Stock	Dec 2, 2015	S	100	$35.825	D	90,844	D
Common Stock	Dec 2, 2015	S	103	$35.82	D	90,741	D
Common Stock	Dec 2, 2015	S	100	$35.81	D	90,641	D
Common Stock	Dec 2, 2015	S	400	$35.8025	D	90,241	D
Common Stock	Dec 2, 2015	S	200	$35.80	D	90,041	D
Common Stock	Dec 2, 2015	S	100	$35.77	D	89,941	D
Common Stock	Dec 2, 2015	S	100	$35.75	D	89,841	D
Common Stock	Dec 2, 2015	S	500	$35.74	D	89,341	D
Common Stock	Dec 2, 2015	S	100	$35.70	D	89,241	D
Common Stock	Dec 2, 2015	S	350	$35.67	D	88,891	D
Common Stock	Dec 2, 2015	S	100	$35.665	D	88,791	D
Common Stock	Dec 2, 2015	S	1,637	$35.65	D	87,154	D
Common Stock	Dec 2, 2015	S	100	$35.64	D	87,054	D
Common Stock^F1	Dec 2, 2015	S	200	$35.60	D	86,854	D
Common Stock	holding	—	—		—	572	I	By Deferred Comp Plan
Common Stock	holding	—	—		—	20	I	By Ira

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F2	$40.00	holding	—	—	—	Jul 25, 2011	Jul 25, 2017	Common Stock	11,695	11,695	D
Stock Option (Right to Buy)^F2	$32.89	holding	—	—	—	Jul 25, 2011	Jul 25, 2017	Common Stock	14,309	14,309	D
Stock Option (Right to Buy)^F2	$29.00	holding	—	—	—	Jun 25, 2012	Jun 25, 2018	Common Stock	26,344	26,344	D
Stock Option (Right to Buy)^F2	$24.65	holding	—	—	—	Jun 25, 2012	Jun 25, 2018	Common Stock	32,268	32,268	D
Stock Option (Right to Buy)^F3	$20.40	holding	—	—	—	Aug 29, 2013	Aug 29, 2022	Common Stock	7,229	7,229	D
Stock Option (Right to Buy)^F3	$27.09	holding	—	—	—	Aug 28, 2014	Aug 28, 2023	Common Stock	6,624	6,624	D
Performance Share Units^F4	$0.00	holding	—	—	—	—	—	Common Stock	7,702	7,702	D
Stock Option (Right to Buy)^F3	$29.80	holding	—	—	—	Feb 26, 2015	Feb 26, 2024	Common Stock	6,259	6,259	D
Performance Share Units^F4	$0.00	holding	—	—	—	—	—	Common Stock	6,668	6,668	D
Stock Option (Right to Buy)^F5	$31.26	holding	—	—	—	Feb 25, 2016	Feb 25, 2025	Common Stock	4,512	4,512	D
Performance Share Units^F4	$0.00	holding	—	—	—	—	—	Common Stock	5,861	5,861	D
Stock Option (Right to Buy)^F2	$35.77	holding	—	—	—	Jul 26, 2010	Jul 26, 2016	Common Stock	12,037	12,037	D
Stock Option (Right to Buy)^F2	$40.00	holding	—	—	—	Jul 26, 2010	Jul 26, 2016	Common Stock	8,780	8,780	D

F1The sole purpose of this amendment is to indicate that the sales reported in this form were effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person on November 25, 2015.
F2Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
F3Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
F4Performance based vesting
F5Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).