SEC Form 4 · accession 0001127602-15-032674
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Wildman
Other
Period of report
Nov 25, 2015
Accepted (ET)
Nov 27, 2015 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2015 | S | 2,700 | $35.65 | D | 34,989 | D | |
| Common Stock | Nov 25, 2015 | S | 200 | $35.623 | D | 34,789 | D | |
| Common Stock | Nov 25, 2015 | S | 100 | $35.621 | D | 34,689 | D | |
| Common Stock | Nov 25, 2015 | M | 7,995 | $24.65 | A | 42,684 | D | |
| Common StockF1 | Nov 25, 2015 | F | 6,280 | $35.79 | D | 36,404 | D | |
| Common Stock | Nov 27, 2015 | G | 1,000 | $0.00 | D | 35,404 | D | |
| Common Stock | holding | — | — | — | 1,578 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 2,761 | I | By Deferred Comp Plan | |
| Common Stock | holding | — | — | — | 200 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $24.65 | Nov 25, 2015 | M | 7,995 | D | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 7,995 | 4,056 | D |
| Stock Option (Right to Buy)F2 | $40.00 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 4,249 | 4,249 | D |
| Stock Option (Right to Buy)F2 | $32.89 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 5,199 | 5,199 | D |
| Stock Option (Right to Buy)F2 | $29.00 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 9,839 | 9,839 | D |
| Stock Option (Right to Buy)F3 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 2,302 | 2,302 | D |
| Stock Option (Right to Buy)F3 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 4,043 | 4,043 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,701 | 4,701 | D |
| Stock Option (Right to Buy)F3 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 3,993 | 3,993 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,255 | 4,255 | D |
| Stock Option (Right to Buy)F5 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 3,067 | 3,067 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,983 | 3,983 | D |
| Stock Option (Right to Buy)F2 | $35.77 | holding | — | — | — | Jul 26, 2010 | Jul 26, 2016 | Common Stock | 4,606 | 4,606 | D |
Explanation of responses
- F1Transaction represents withholding of shares based on a net exercise to satisfy tax withholding obligation and exercise cost.
- F2Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
- F3Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- F4Performance based vesting
- F5Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).