SEC Form 4 · accession 0001127602-15-032611
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rose Marie Bouman
Other
Period of report
Nov 25, 2015
Accepted (ET)
Nov 25, 2015 · 7:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2015 | S | 5,000 | $35.6992 | D | 72,607 | D | |
| Common Stock | holding | — | — | — | 77 | I | Custodian for Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $40.00 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 4,856 | 4,856 | D |
| Stock Option (Right to Buy)F1 | $32.89 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 5,942 | 5,942 | D |
| Stock Option (Right to Buy)F1 | $29.00 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 14,430 | 14,430 | D |
| Stock Option (Right to Buy)F1 | $24.65 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 17,675 | 17,675 | D |
| Stock Option (Right to Buy)F2 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 4,976 | 4,976 | D |
| Stock Option (Right to Buy)F2 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 3,974 | 3,974 | D |
| Performance Share UnitsF3 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,621 | 4,621 | D |
| Restricted Stock UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 1,848 | 1,848 | D |
| Stock Option (Right to Buy)F2 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 3,925 | 3,925 | D |
| Performance Share UnitsF3 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,182 | 4,182 | D |
| Restricted Stock UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,509 | 2,509 | D |
| Restricted Stock UnitsF6 | $0.00 | holding | — | — | — | — | — | Common Stock | 592 | 592 | D |
| Stock Option (Right to Buy)F7 | $31.26 | holding | — | — | — | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 2,937 | 2,937 | D |
| Performance Share UnitsF3 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,815 | 3,815 | D |
| Restricted Stock UnitsF8 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,052 | 3,052 | D |
| Restricted Stock UnitsF9 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,990 | 3,990 | D |
Explanation of responses
- F1Option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
- F2Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated.
- F3Performance based vesting
- F4Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning August 28, 2013).
- F5Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 26, 2015).
- F6Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 26, 2015 and one-half of the restricted stock units are scheduled to vest on February 26, 2016.
- F7Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F8Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 25, 2016).
- F9Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 25, 2016 and one-half of the restricted stock units are scheduled to vest on February 25, 2017.