SEC Form 4 · accession 0001127602-15-017036

MB FINANCIAL INC /MD · MBFI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Susan Gayle Peterson

Other

Period of report

May 11, 2015

Accepted (ET)

May 12, 2015 · 8:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001139812

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	May 11, 2015	S	3,792	$30.7086	D	35,541	D
Common Stock	May 11, 2015	S	5,100	$30.762	D	30,441	D
Common Stock	May 11, 2015	S	100	$30.791	D	30,341	D
Common Stock	May 11, 2015	S	108	$30.80	D	30,233	D
Common Stock	May 11, 2015	S	700	$30.801	D	29,533	D
Common Stock	May 11, 2015	S	400	$30.81	D	29,133	D
Common Stock	May 11, 2015	S	800	$30.811	D	28,333	D
Common Stock	May 11, 2015	S	100	$30.812	D	28,233	D
Common Stock	May 11, 2015	S	1,800	$30.821	D	26,433	D
Common Stock	May 11, 2015	S	100	$30.83	D	26,333	D
Common Stock	holding	—	—		—	3,997	I	By 401(k) Plan
Common Stock	holding	—	—		—	9,890	I	By Deferred Comp Plan

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F1	$40.00	holding	—	—	—	Jul 25, 2011	Jul 25, 2017	Common Stock	4,856	4,856	D
Stock Option (Right to Buy)^F1	$32.89	holding	—	—	—	Jul 25, 2011	Jul 25, 2017	Common Stock	5,942	5,942	D
Stock Option (Right to Buy)^F1	$29.00	holding	—	—	—	Jun 25, 2012	Jun 25, 2018	Common Stock	13,118	13,118	D
Stock Option (Right to Buy)^F1	$24.65	holding	—	—	—	Jun 25, 2012	Jun 25, 2018	Common Stock	16,068	16,068	D
Stock Option (Right to Buy)^F2	$20.40	holding	—	—	—	Aug 29, 2013	Aug 29, 2022	Common Stock	4,071	4,071	D
Performance Share Units^F3	$0.00	holding	—	—	—	—	—	Common Stock	4,682	4,682	D
Stock Option (Right to Buy)^F2	$27.09	holding	—	—	—	Aug 28, 2014	Aug 28, 2023	Common Stock	3,613	3,613	D
Performance Share Units^F3	$0.00	holding	—	—	—	—	—	Common Stock	4,201	4,201	D
Restricted Stock Units^F4	$0.00	holding	—	—	—	—	—	Common Stock	2,520	2,520	D
Restricted Stock Units^F5	$0.00	holding	—	—	—	—	—	Common Stock	102	102	D
Stock Option (Right to Buy)^F2	$29.80	holding	—	—	—	Feb 26, 2015	Feb 26, 2024	Common Stock	3,413	3,413	D
Performance Share Units^F3	$0.00	holding	—	—	—	—	—	Common Stock	3,637	3,637	D
Restricted Stock Units^F6	$0.00	holding	—	—	—	—	—	Common Stock	2,181	2,181	D
Restricted Stock Units^F7	$0.00	holding	—	—	—	—	—	Common Stock	2,225	2,225	D

Explanation of responses

F1Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
F2Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated.
F3Performance based vesting
F4Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning August 28, 2013).
F5Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 26, 2015 and one-half of the restricted stock units are scheduled to vest on February 26, 2016.
F6Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 26, 2015).
F7Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 25, 2016 and one-half of the restricted stock units are scheduled to vest on February 25, 2017.