SEC Form 4/A · accession 0001127602-15-009243
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Susan Gayle Peterson
Other
Period of report
Feb 26, 2015
Accepted (ET)
Mar 2, 2015 · 9:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 26, 2015 | M | 728 | $0.00 | A | 39,359 | D | |
| Common StockF2 | Feb 27, 2015 | M | 271 | $0.00 | A | 39,329 | D | |
| Common StockF2 | Mar 26, 2015 | M | 102 | $0.00 | A | 39,333 | D | |
| Common Stock | holding | — | — | — | 3,997 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 9,890 | I | By Deferred Comp Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3,F4 | $0.00 | Feb 26, 2015 | M | 728 | D | — | — | Common Stock | 728 | 2,181 | D |
| Restricted Stock UnitsF2,F5 | $0.00 | Feb 27, 2015 | M | 271 | D | — | — | Common Stock | 271 | 0 | D |
| Restricted Stock UnitsF2,F5 | $0.00 | Mar 26, 2015 | M | 102 | D | — | — | Common Stock | 102 | 102 | D |
| Stock Option (Right to Buy) | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 2,685 | 2,685 | D |
| Stock Option (Right to Buy)F6 | $40.00 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 4,856 | 4,856 | D |
| Stock Option (Right to Buy)F6 | $32.89 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 5,942 | 5,942 | D |
| Stock Option (Right to Buy)F6 | $29.00 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 13,118 | 13,118 | D |
| Stock Option (Right to Buy)F6 | $24.65 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 16,068 | 16,068 | D |
| Stock Option (Right to Buy)F4 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 4,071 | 4,071 | D |
| Performance Share UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,682 | 4,682 | D |
| Stock Option (Right to Buy)F4 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 3,613 | 3,613 | D |
| Performance Share UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,201 | 4,201 | D |
| Restricted Stock UnitsF8 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,520 | 2,520 | D |
| Performance Share UnitsF7 | $0.00 | holding | — | — | — | — | — | Common Stock | 3,637 | 3,637 | D |
| Restricted Stock UnitsF9 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,225 | 2,225 | D |
Explanation of responses
- F1Transaction represents settlement of restricted stock units.
- F2Transaction represents the settlement of restricted stock units.
- F3Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 26, 2015).
- F4Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated.
- F5Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 26, 2015 and one-half of the restricted stock units are scheduled to vest on February 26, 2016.
- F6Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
- F7Performance based vesting
- F8Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning August 28, 2013).
- F9Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 25, 2016 and one-half of the restricted stock units are scheduled to vest on February 25, 2017.