SEC Form 4 · accession 0001127602-15-008949
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Gayle Peterson
Other
Period of report
Aug 28, 2014
Accepted (ET)
Feb 27, 2015 · 9:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 28, 2014 | F | 271 | $28.15 | D | 44,934 | D | |
| Common StockF2 | Feb 26, 2015 | F | 301 | $31.54 | D | 38,330 | D | |
| Common StockF2 | Feb 27, 2015 | F | 98 | $31.19 | D | 38,232 | D | |
| Common Stock | holding | — | — | — | 3,997 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 9,890 | I | By Deferred Comp Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Feb 25, 2015 | A | 2,225 | A | — | — | Common Stock | 2,225 | 2,225 | D |
| Performance Share UnitsF4,F5 | $0.00 | Feb 26, 2015 | M | 830 | D | — | — | Common Stock | 830 | 2,807 | D |
| Restricted Stock UnitsF6,F7 | $0.00 | Feb 27, 2015 | M | 271 | D | — | — | Common Stock | 271 | 2,638 | D |
| Stock Option (Right to Buy)F8 | $40.00 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 4,856 | 4,856 | D |
| Stock Option (Right to Buy)F8 | $32.89 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 5,942 | 5,942 | D |
| Stock Option (Right to Buy)F8 | $29.00 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 13,118 | 13,118 | D |
| Stock Option (Right to Buy)F8 | $24.65 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 16,068 | 16,068 | D |
| Stock Option (Right to Buy)F9 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 4,071 | 4,071 | D |
| Performance Share UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,682 | 4,682 | D |
| Stock Option (Right to Buy)F9 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 3,613 | 3,613 | D |
| Performance Share UnitsF5 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,201 | 4,201 | D |
| Restricted Stock UnitsF10 | $0.00 | holding | — | — | — | — | — | Common Stock | 2,520 | 2,520 | D |
| Restricted Stock UnitsF11 | $0.00 | holding | — | — | — | — | — | Common Stock | 204 | 204 | D |
| Stock Option (Right to Buy)F9 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 3,413 | 3,413 | D |
| Restricted Stock UnitsF11 | $0.00 | holding | — | — | — | — | — | Common Stock | 271 | 271 | D |
Explanation of responses
- F1The sole purpose of this amendment is to report the settlement of restricted stock units, which transaction was inadvertently omiitted from the original Form 4 filing.
- F10Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning August 28, 2013).
- F11Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 26, 2015 and one-half of the restricted stock units are scheduled to vest on February 26, 2016.
- F2Transaction represents withholding of shares to satisfy tax withholding obligation upon settlement of restricted stock units.
- F3Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 25, 2016 and one-half of the restricted stock units are scheduled to vest on February 25, 2017.
- F4Transaction represents settlement of restricted stock units.
- F5Performance based vesting
- F6Transaction represents the settlement of restricted stock units.
- F7Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 26, 2015).
- F8Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
- F9Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated.