SEC Form 4 · accession 0001127602-15-008911
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jill E York
Officer — Vice President and CFO
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 9:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | A | 5,089 | $0.00 | A | 5,089 | D | |
| Common StockF2 | Feb 25, 2015 | A | 4,688 | $0.00 | A | 4,688 | D | |
| Common StockF3 | Feb 26, 2015 | F | 823 | $31.54 | D | 80,204 | D | |
| Common StockF3 | Feb 27, 2015 | F | 263 | $31.19 | D | 79,941 | D | |
| Common Stock | holding | — | — | — | 572 | I | By Deferred Comp Plan | |
| Common Stock | holding | — | — | — | 20 | I | By Ira |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share UnitsF4 | $0.00 | Feb 25, 2015 | A | 5,861 | A | — | — | Common Stock | 5,861 | 5,861 | D |
| Stock Option (Right to Buy)F5 | $31.26 | Feb 25, 2015 | A | 4,512 | A | Feb 25, 2016 | Feb 25, 2025 | Common Stock | 4,512 | 4,512 | D |
| Stock Option (Right to Buy)F6 | $40.00 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 11,695 | 11,695 | D |
| Stock Option (Right to Buy)F6 | $32.89 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 14,309 | 14,309 | D |
| Stock Option (Right to Buy)F6 | $29.00 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 26,344 | 26,344 | D |
| Stock Option (Right to Buy)F6 | $24.65 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 32,268 | 32,268 | D |
| Stock Option (Right to Buy)F7 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 7,229 | 7,229 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 8,314 | 8,314 | D |
| Stock Option (Right to Buy)F7 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 6,624 | 6,624 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 7,702 | 7,702 | D |
| Stock Option (Right to Buy)F7 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 6,259 | 6,259 | D |
| Performance Share UnitsF4 | $0.00 | holding | — | — | — | — | — | Common Stock | 6,668 | 6,668 | D |
| Stock Option (Right to Buy)F6 | $42.70 | holding | — | — | — | Jul 20, 2009 | Jul 20, 2015 | Common Stock | 13,688 | 13,688 | D |
| Stock Option (Right to Buy)F6 | $35.77 | holding | — | — | — | Jul 26, 2010 | Jul 26, 2016 | Common Stock | 12,037 | 12,037 | D |
| Stock Option (Right to Buy)F6 | $40.00 | holding | — | — | — | Jul 26, 2010 | Jul 26, 2016 | Common Stock | 8,780 | 8,780 | D |
Explanation of responses
- F1Transaction represents the grant of restricted stock to the reporting person under the Amended and Restated Omnibus Incentive Plan. One-half of the shares are scheduled to vest on February 25, 2016 and one-half of the shares are scheduled to vest on February 25, 2017.
- F2Transaction represents the grant of restricted stock to the reporting person under the Amended and Restated Omnibus Incentive Plan. The shares are scheduled to vest ratably over 4 years (25% per year beginning February 25, 2016).
- F3Transaction represents withholding of shares to satisfy tax withholding obligation upon vesting of restricted stock.
- F4Performance based vesting
- F5Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
- F6Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
- F7Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).