SEC Form 4 · accession 0001127602-15-008462
MB FINANCIAL INC /MD · MBFI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell Feiger
Officer — President and CEO · Director
Period of report
Feb 24, 2015
Accepted (ET)
Feb 25, 2015 · 8:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001139812
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | S | 10,000 | $31.65 | D | 65,281 | I | Spouse's Revocable Living Trust |
| Common Stock | holding | — | — | — | 77,121 | D | ||
| Common Stock | holding | — | — | — | 16,327 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,408 | I | By Children | |
| Common Stock | holding | — | — | — | 7,994 | I | By Deferred Comp Plan | |
| Common Stock | holding | — | — | — | 15,775 | I | By Ira | |
| Common Stock | holding | — | — | — | 12,148 | I | By Spouse's IRA | |
| Common Stock | holding | — | — | — | 28,180 | I | By Trust | |
| Common Stock | holding | — | — | — | 169,939 | I | Revocable Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $40.00 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 34,091 | 34,091 | D |
| Stock Option (Right to Buy)F1 | $32.89 | holding | — | — | — | Jul 25, 2011 | Jul 25, 2017 | Common Stock | 41,714 | 41,714 | D |
| Stock Option (Right to Buy)F1 | $29.00 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 54,108 | 54,108 | D |
| Stock Option (Right to Buy)F1 | $24.65 | holding | — | — | — | Jun 25, 2012 | Jun 25, 2018 | Common Stock | 66,275 | 66,275 | D |
| Stock Option (Right to Buy)F2 | $20.40 | holding | — | — | — | Aug 29, 2013 | Aug 29, 2022 | Common Stock | 23,124 | 23,124 | D |
| Performance Share UnitsF3 | $0.00 | holding | — | — | — | — | — | Common Stock | 26,593 | 26,593 | D |
| Stock Option (Right to Buy)F2 | $27.09 | holding | — | — | — | Aug 28, 2014 | Aug 28, 2023 | Common Stock | 18,988 | 18,988 | D |
| Performance Share UnitsF3 | $0.00 | holding | — | — | — | — | — | Common Stock | 22,078 | 22,078 | D |
| Stock Option (Right to Buy)F2 | $29.80 | holding | — | — | — | Feb 26, 2015 | Feb 26, 2024 | Common Stock | 19,648 | 19,648 | D |
| Performance Share UnitsF3 | $0.00 | holding | — | — | — | — | — | Common Stock | 20,935 | 20,935 | D |
| Stock Option (Right to Buy)F1 | $42.70 | holding | — | — | — | Jul 20, 2009 | Jul 20, 2015 | Common Stock | 39,210 | 39,210 | D |
| Stock Option (Right to Buy)F1 | $35.77 | holding | — | — | — | Jul 26, 2010 | Jul 26, 2016 | Common Stock | 33,522 | 33,522 | D |
| Stock Option (Right to Buy)F1 | $40.00 | holding | — | — | — | Jul 26, 2010 | Jul 26, 2016 | Common Stock | 24,451 | 24,451 | D |
Explanation of responses
- F1Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
- F2Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
- F3Performance based vesting