SEC Form 4 · accession 0001332201-15-000030
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antony Hicks
Officer — Chief International Officer
Period of report
Oct 15, 2015
Accepted (ET)
Oct 19, 2015 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 15, 2015 | M | 25,000 | $0.00 | A | 25,000 | D | |
| Class A Common Stock | Oct 15, 2015 | F | 11,750 | $1.06 | D | 13,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to acquire)F1 | $0.00 | Oct 15, 2015 | M | 25,000 | A | — | Oct 15, 2018 | Class A Common Stock | 25,000 | 75,000 | D |
Explanation of responses
- F1Granted under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant.