SEC Form 4 · accession 0001332201-15-000027
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Owen Randall Rissman
Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 9, 2015 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to purchase)F1 | $0.92 | Sep 1, 2015 | A | 12,918 | A | Jul 31, 2016 | Aug 31, 2025 | Class A Common Stock | 12,918 | 12,918 | D |
| Restricted Stock Unit (right to acquire)F1 | $0.00 | Sep 1, 2015 | A | 7,086 | A | Jul 31, 2016 | Jul 31, 2016 | Class A Common Stock | 7,086 | 7,086 | D |
Explanation of responses
- F1Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vest on the last day of the month prior to the month of Issuer's 2016 annual meeting of stockholders, which is anticipated to be in August 2016.