SEC Form 4 · accession 0001332201-15-000020
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joanna Rees
Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 31, 2015 | M | 1,230 | $0.00 | A | 6,124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unite (right to acquire)F1 | $0.00 | Jul 31, 2015 | M | 1,230 | D | — | Jul 31, 2015 | Class A Common Stock | 1,230 | 0 | D |
Explanation of responses
- F1Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vest on the last day of the month prior to the month of Issuer's 2015 annual meeting of stockholders, which is August 13, 2015.