SEC Form 4 · accession 0001332201-15-000019
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Kalinske
Director
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 31, 2015 | M | 4,921 | $0.00 | A | 193,942 | I | Held by Thomas J Kalinske & Karen J Kalinske TTEES U/A DTD 12/16/96 Kalinske Family Trust |
| Class A Common Stock | holding | — | — | — | 3,823 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to acquire)F2 | $0.00 | Jul 31, 2015 | M | 4,921 | D | — | Jul 31, 2015 | Class A Common Stock | 4,921 | 0 | D |
Explanation of responses
- F1This Form 4 corrects clerical errors originally made in the Reporting Person's Form 4 that was filed on March 28, 2012, which overstated his total common stock holdings by 3,000 shares. This correction applies to all other Form 4s filed by the Reporting Person after March 28, 2012.
- F2Annual grant under the Issuer's 2011 Equity and Incentive Plan, as amended. The awards vest on the last day of the month prior to the month of Issuer's 2015 annual meeting of stockholders, which is August 13, 2015.