SEC Form 4 · accession 0001332201-15-000017
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond L Arthur
Officer — Chief Financial Officer
Period of report
Jul 16, 2015
Accepted (ET)
Jul 17, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 16, 2015 | M | 25,000 | $0.00 | A | 123,022 | D | |
| Class A Common Stock | Jul 16, 2015 | F | 9,395 | $1.33 | D | 113,627 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to acquire)F1 | $0.00 | Jul 16, 2015 | M | 25,000 | D | — | Jul 16, 2016 | Class A Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Granted under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant, which was 7/16/2012.