SEC Form 4 · accession 0001332201-15-000016
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Youngwood
Director
Period of report
Jul 15, 2015
Accepted (ET)
Jul 17, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 15, 2015 | M | 4,548 | $0.00 | A | 4,548 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to acquire)F1 | $0.00 | Jul 15, 2015 | M | 4,548 | D | — | Jul 15, 2017 | Class A Common Stock | 4,548 | 9,094 | D |
Explanation of responses
- F1Initial grant under the Issuer's 2011 Equity and Incentive Plan. The restricted stock units vest in three equal installments on the 1st, 2nd and 3rd anniversary of the date of grant, which was 7/15/2014.