SEC Form 4 · accession 0001332201-15-000013
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antony Hicks
Officer — Chief International Officer
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (right to buy)F1 | $2.30 | Apr 15, 2015 | A | 75,000 | A | — | Apr 14, 2025 | Class A Common Stock | 75,000 | 75,000 | D |
| Restricted Stock Unit (right to acquire)F2 | $0.00 | Apr 15, 2015 | A | 75,000 | A | — | Apr 15, 2019 | Class A Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Granted 4/15/2015 under Issuer's 2011 Equity and Incentive Plan. The option vests in 48 equal monthly installments commencing 4/15/2015.
- F2Granted 4/15/2015 under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant.