SEC Form 4 · accession 0001332201-15-000011
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Ahearn
Officer — Chief Marketing Officer
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 6:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 15, 2015 | M | 13,000 | $0.00 | A | 60,021 | D | |
| Class A Common Stock | Apr 15, 2015 | F | 4,768 | $2.30 | D | 55,253 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to acquire)F1 | $0.00 | Apr 15, 2015 | M | 13,000 | D | — | Apr 15, 2018 | Class A Common Stock | 13,000 | 39,000 | D |
| Non-qualified Stock Option (right to buy)F2 | $2.30 | Apr 15, 2015 | A | 75,000 | A | — | Apr 14, 2025 | Class A Common Stock | 75,000 | 75,000 | D |
| Restricted Stock Unit (right to acquire)F3 | $0.00 | Apr 15, 2015 | A | 75,000 | A | — | Apr 15, 2019 | Class A Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Granted 4/15/2014 under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant.
- F2Granted 4/15/2015 under Issuer's 2011 Equity and Incentive Plan. The option vests in 48 equal monthly installments commencing 4/15/2015.
- F3Granted 4/15/2015 under Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest 25% annually on the 1st, 2nd, 3rd, and 4th anniversary of the date of grant.