SEC Form 4 · accession 0001332201-15-000008
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joanna Rees
Director
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 15, 2015 | M | 4,894 | $0.00 | A | 4,894 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to acquire)F1 | $0.00 | Apr 15, 2015 | M | 4,894 | D | — | Apr 15, 2018 | Class A Common Stock | 4,894 | 9,790 | D |
Explanation of responses
- F1Initial grant under the Issuer's 2011 Equity and Incentive Plan. The restricted stock units vest in three equal installments on the 1st, 2nd and 3rd anniversary of the date of grant, which was 4/15/2014.