SEC Form 4 · accession 0001332201-15-000004
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory B Ahearn
Officer — Chief Marketing Officer
Period of report
Mar 16, 2015
Accepted (ET)
Mar 18, 2015 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 16, 2015 | M | 7,500 | $0.00 | A | 49,956 | D | |
| Class A Common StockF1 | Mar 16, 2015 | F | 2,935 | $2.39 | D | 47,021 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to acquire)F1,F2 | $0.00 | Mar 16, 2015 | M | 7,500 | D | — | Mar 15, 2017 | Class A Common Stock | 7,500 | 15,000 | D |
Explanation of responses
- F1Vest date occurred on a weekend.
- F2Granted 3/15/2013 under the Issuer's 2011 Equity and Incentive Plan. Restricted Stock Units vest as to 25% of the shares on 3/15/2014, 3/15/2015, 3/15/2016 and 3/15/2017.