SEC Form 4 · accession 0001332201-15-000003
LEAPFROG ENTERPRISES INC · LF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Barbour
Officer — Chief Executive Officer · Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 11, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138951
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Mar 9, 2015 | M | 3,125 | $0.00 | A | 303,826 | D | |
| Class A Common StockF1 | Mar 9, 2015 | F | 1,146 | $2.66 | D | 302,680 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (right to acquire)F1,F3 | $0.00 | Mar 9, 2015 | M | 3,125 | D | — | Mar 7, 2015 | Class A Common Stock | 3,125 | 0 | D |
Explanation of responses
- F1Vest date occurred on a weekend.
- F2Includes 2,000 shares acquired under the Issuer's 2002 Employee Stock Purchase Plan on February 27, 2015.
- F3Granted 3/7/2011 under the Issuer's 2002 Equity Incentive Plan. The restricted stock units will vest over four years, with 25% of the restricted stock units vesting on 3/7/12, and the remainder vesting in 36 equal monthly installments thereafter.