SEC Form 4 · accession 0001140361-15-031689
FIRST SECURITY GROUP INC/TN · FSGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Robert Haddock
Officer — EVP and CFO
Period of report
Aug 12, 2015
Accepted (ET)
Aug 13, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138817
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 12, 2015 | S | 8,500 | $2.45 | D | 228,350 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected to provide liquidity for tax payments due as a result of recent restricted stock vesting.