SEC Form 4 · accession 0001209191-16-120446
INFINERA Corp · INFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Wegleitner
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | M | 7,913 | $0.00 | A | 38,389 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 12, 2016 | M | 7,913 | D | — | — | Common Stock | 7,913 | 0 | D |
| Non-Qualified Stock Option (Right to Buy)F1 | $6.99 | holding | — | — | — | — | May 23, 2021 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1This option is fully vested.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation.
- F3These RSUs fully vested on May 12, 2016.