SEC Form 4 · accession 0001209191-16-096703

INFINERA Corp · INFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior VP, Worldwide Sales

Period of report

Feb 5, 2016

Accepted (ET)

Feb 9, 2016 · 4:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001138639

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 5, 2016	M	13,539	$0.00	A	50,038	D
Common Stock	Feb 5, 2016	F	4,634	$14.40	D	45,404	D
Common Stock	Feb 5, 2016	M	5,635	$0.00	A	51,039	D
Common Stock	Feb 5, 2016	F	1,829	$14.40	D	49,210	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F5	—	Feb 5, 2016	M	13,539	D	—	—	Common Stock	13,539	0	D
Restricted Stock Units^F1,F6	—	Feb 5, 2016	M	5,635	D	—	—	Common Stock	5,635	0	D
Restricted Stock Units^F1,F2	—	holding	—	—	—	—	—	Common Stock	60,000	60,000	D
Restricted Stock Units^F1,F3	—	holding	—	—	—	—	—	Common Stock	27,079	27,079	D
Restricted Stock Units^F1,F4	—	holding	—	—	—	—	—	Common Stock	17,990	17,990	D

F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock.
F2These RSUs vest in four annual installments beginning on August 5, 2014.
F3These RSUs vest in three annual installments beginning on May 5, 2015.
F4These RSUs vest in three annual installments beginning on May 5, 2016.
F5This includes 13,539 shares granted pursuant to a performance-based RSU award, which vested and released to Mr. Jandro effective February 5, 2016.
F6This includes 5,635 shares granted pursuant to a performance-based RSU award, which vested and released to Mr. Jandro effective February 5, 2016.