SEC Form 4 · accession 0001209191-15-083998
INFINERA Corp · INFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Laufman
Officer — Senior VP and General Counsel
Period of report
Dec 4, 2015
Accepted (ET)
Dec 8, 2015 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 4, 2015 | S | 5,000 | $22.30 | D | 9,763 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 70,955 | 70,955 | D |
Explanation of responses
- F1This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $22.30 to $22.31 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Laufman will provide full information regarding the number of shares sold at each separate price.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
- F3The RSUs vest in four annual installments beginning on the vesting commencement date, which is November 5, 2014.