SEC Form 4 · accession 0001209191-15-079148
INFINERA Corp · INFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Laufman
Officer — Senior VP and General Counsel
Period of report
Nov 5, 2015
Accepted (ET)
Nov 9, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001138639
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 5, 2015 | M | 23,652 | $0.00 | A | 23,652 | D | |
| Common Stock | Nov 5, 2015 | F | 8,889 | $20.73 | D | 14,763 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 20, 2014 | M | 23,652 | D | — | — | Common Stock | 94,607 | 70,955 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Infinera Corporation common stock.
- F2The RSUs vest in four annual installments beginning on the vesting commencement date, which is November 5, 2014.